Citigroup

Pulled back from SPACs in 2022

Fees Earned

$1.8B

SPACs Underwritten

120

Bankrupt SPACs

5

Bankruptcy Rate

4.2%

Overview

Citigroup was the single largest underwriter of SPACs by volume during the 2020-2021 boom, earning an estimated $1.8 billion in fees. The bank underwrote more SPAC IPOs than any other institution, including many that later went bankrupt or lost investors 90%+ of their money. Citi pulled back aggressively in 2022, citing regulatory concerns, but had already collected its fees — demonstrating the perverse incentives in the SPAC underwriting model.

Average Client Return

-42.0%

Average return for investors who held SPAC-merged companies underwritten by Citigroup. The bank collected its fees at IPO regardless of subsequent performance.

Notable Deals

Churchill Capital/Lucid
Ajax/Cazoo
Various Gores Holdings
Social Capital SPACs
CF Acquisition

The Fee Structure Problem

SPAC underwriters like Citigroup typically earned 2% of the IPO proceeds upfront, with an additional 3.5% deferred fee paid at deal completion. On 120 SPAC IPOs, this generated approximately $1.8B in fees.

Crucially, these fees were earned regardless of whether the SPAC found a good target or whether investors made money. The deferred fee was paid from the trust at merger completion — meaning the bank had every incentive to push mergers through, even with subpar targets.